SAN FRANCISCO, CA, UNITED STATES, September 15, 2026 /EINPresswire.com/ — SalesFocus Solutions (SFS), a prominent fintech firm delivering Distribution Intelligence, Reporting, and 22c-2 Compliance solutions for the asset management sector, has announced a complimentary webinar scheduled for September 23rd. The event will highlight its newest MARS 22c-2 Compliance Management and Monitoring offering, engineered to help asset managers streamline and automate adherence to SEC Rule 22c-2, enhance visibility and oversight, lessen the load on internal teams, and establish a more efficient and scalable compliance framework.
“For numerous asset managers, staying compliant with Rule 22c-2 continues to be a complicated and resource-heavy endeavor, frequently requiring staff to handle data spread across various intermediaries, systems, and processes,” remarked Nicole Callies, Director of Sales and Account Management at SFS. “These disjointed workflows can heighten operational risk, drain valuable internal resources, and complicate the consistent tracking, examination, documentation, and reporting of compliance activities.”
“Our MARS 22c-2 Compliance Management platform, paired with our optional comprehensive monitoring services, is built to substantially ease that strain,” Callies added. “MARS enables firms to automate and consolidate the compliance process while delivering enhanced transparency, control, and scalability. We are pleased to present a free webinar on September 23 to show how asset managers can boost the effectiveness of their Rule 22c-2 compliance programs while potentially cutting the resources and expenses tied to managing their responsibilities.”
SFS acknowledges that each asset manager functions differently. Distribution structures, product lines, intermediary partnerships, sales channels, geographic regions, risk tolerances, and compliance mandates can differ widely from one firm to another. Instead of forcing asset managers into a rigid, uniform compliance approach, MARS is crafted to conform to each company’s distinct business policies, prospectus stipulations, operational workflows, and compliance protocols.
The MARS 22c-2 Compliance Management and Monitoring solution assists asset managers in:
• Lowering the internal manpower and time needed to handle Rule 22c-2 compliance.
• Tracking shareholder transactions through adaptable risk- and event-based criteria customized to each firm’s specific prospectus and compliance needs.
• Bringing together and overseeing data from various intermediary and omnibus sources within a single compliance system.
• Automatically detecting and flagging potentially non-compliant shareholder activity for additional review.
• Examining and verifying flagged transactions to separate legitimate activity from possible infractions and minimize false alerts.
• Handling exceptions via an integrated workflow that records warnings, holds, assessments, resolutions, and supporting evidence.
• Coordinating with intermediaries to secure extra details when deeper investigation or clarification is necessary.
• Preserving comprehensive activity and audit logs that capture the detection, inquiry, status, and conclusion of flagged items.
• Facilitating management, regulatory, compliance, and board reporting with thorough documentation and full insight into the compliance workflow.
At the webinar, SFS will illustrate how asset managers can simplify everyday compliance duties, cut down on manual tasks, strengthen supervision, and adopt a full-service monitoring approach to lessen the workload on internal personnel.
For additional details on the MARS 22c-2 Compliance Management and Monitoring solution or to sign up for the complimentary September 23 webinar, reach out to Nicole Callies, Director of Sales and Account Management, at 414.795.6956 or ncallies@sfsmars.com.
Nicole Callies
SalesFocus Solutions
+1 414-795-6956
email us here
